ACA Group (ACA) is the leading governance, risk, and compliance (GRC) advisor in financial services. For over 20 years, we’ve empowered our clients to reimagine GRC to launch, grow, and protect their business. Our global team of 1,400+ employees include former regulators and practitioners with a deep understanding of the regulatory landscape. Our innovative approach integrates advisory, managed services, distribution solutions, and analytics with our ComplianceAlpha® technology platform.

Our global team of regulatory compliance professionals includes former SEC, FINRA, FCA, CFTC, NFA, and state regulators, as well as former senior managers from prominent financial institutions and advisory firms. We work with compliance and legal professionals to review and develop compliance programs based on best practices, current regulatory requirements, and robust oversight processes.

ACA's ComplianceAlpha® is an award-winning regulatory technology platform that transforms risk and compliance management for over 1,200 leading financial services firms worldwide. By bringing together risk and compliance activities, surveillance, testing, and analytics in one platform, ComplianceAlpha provides risk and compliance officers with a unified view of risks and behavior across their firm.

ACA's Managed Services team provide specialized solutions to support day-to-day compliance requirements. Many of these solutions can be paired with highly efficient modules in ACA ComplianceAlpha®, our award-winning compliance program management platform for financial services firms. This integrates risk and compliance management activities, trade surveillance and monitoring, compliance program testing, and in-depth analytics to help risk and compliance officers simplify and streamline their compliance management responsibilities. We can also work within other workflow platforms and processes to best fit our client's needs.